WorkFirst HandBook
Pathways to Employment
5.1 Pregnancy to Employment
The Pregnancy to Employment section includes:
- 5.1.1 Who is in the Pregnancy to Employment Pathway?
- 5.1.2 What is the Pregnancy to Employment Pathway?
- 5.1.3 What is a Pregnancy to Employment assessment?
- 5.1.4 What is a partial P to E assessment?
- 5.1.5 When to conduct a full vs. a partial P to E assessment?
- 5.1.6 What additional assessments are required?
- 5.1.7 How is the parent identified in eJAS once he or she is in the Pregnancy to Employment Pathway?
- 5.1.8 What are the participation requirements during the first and second trimester?
- 5.1.9 What are the participation requirements during the third trimester?
- 5.1.10 What are the participation requirements after the child is born?
- 5.1.11 What is the "Infant Exemption"?
- 5.1.12 How is the parent identified in eJAS once he or she chooses to claim the infant exemption?
- 5.1.13 What is the 12-week postpartum exemption period?
- 5.1.14 What are the Pregnancy to Employment participation options and requirements?
- 5.1.15 What is WorkFirst Family Literacy?
- 5.1.16 What is First Steps?
- 5.1.17 Can a parent in the Pregnancy to Employment pathway be sanctioned?
- 5.1.18 eJAS Codes
- 5.1.19 Pregnancy to Employment - Step-by-step guide
5.1.1 Who is in the Pregnancy to Employment pathway?
Every pregnant woman or parent(s) with a child under the age of one year is a participant in the Pregnancy to Employment (P to E) pathway. In a two parent household, both parents must be assessed but only one can be coded as participating in the P to E pathway.
5.1.2 What is the Pregnancy to Employment Pathway?
The P to E pathway provides a way for parents to:
- Build a healthy family relationship,
- Prepare them for engagement in WorkFirst activities while assuring the family's medical and other needs are addressed, and
- Become self-sufficient.
The goal of the P to E pathway is to allow parents to learn how to work, look for work or prepare for work while still meeting the family's needs. Each participant in the P to E pathway must participate in an assessment with the WorkFirst Social Worker (WFSW) to decide which activities best meet the parent's needs. The activities required will depend on:
- The results of the assessment,
- Where the parent is in her pregnancy or the age of the child, and
- Services available in your community.
5.1.3 What is a Pregnancy to Employment assessment?
A person is referred to the WFSW to complete a full comprehensive Social Worker P to E assessment when the department becomes aware for first time that a woman is pregnant or a parent has a child under the age of one. Each parent receiving TANF cash assistance in a 2 parent household is required to participate in an assessment to identify family needs and determine which WorkFirst services are appropriate, as available within the community.
In order to complete a full comprehensive assessment, the WFSW must discuss and document all issue areas in the eJAS assessment tool.
Based on the results of the assessment and any other available information (i.e. Children's Administration, NSA, medical reports, etc.) the WFSW or WorkFirst Program Specialist (WFPS) works with the parent to develop an Individual Responsibility Plan (IRP) to participate in activities that:
- Offer a combination of services that help to resolve the issues and at the same time prepares the parent for work, and
- Provide a base from which the parent can start building and adding on activities that will help lead to self-sufficiency.
The WFSW assessment appointment will be scheduled not to exceed a maximum of 30 days from the date of the referral to the social worker .
Note: Use the DSHS 14-012 Consent to Exchange Information for Services Coordination when exchanging highly protected (special records) information with another service provider.
5.1.4 What is a partial P to E assessment?
A partial assessment includes a minimum requirement to identify if the parent's circumstances have changed and the family's needs require the department to address any potential issues such as mental health, chemical dependency, etc.
To fulfill partial minimum requirements, the WFSW must cover the following:
- Who is in the household besides the mother and infant?
- What type of family support is available?
- Assess for all of the following:
- Family Violence.
- Family Planning.
- First Steps.
- Chemical Dependency.
- Mental Health.
- Child and adult health needs.
- Documentation of involvement with WIC, and pediatrician.
- What activities can the parent engage in.
5.1.5 When to conduct a full vs. partial P to E assessment?
As mentioned before, a full comprehensive assessment is required the first time a person is assessed for Pregnancy to Employment.
A partial P to E assessment is required when a full assessment has been previously completed and the parent:
- Enters her 3 rd trimester.
- Reports the child's delivery.
- Wants to take the infant exemption or 12-week postpartum exemption.
Note: If a pregnant woman is entering her 3 rd trimester and a full comprehensive assessment was done within the last 30 days, a partial assessment is not needed.
5.1.6 What additional assessments are required?
If mental health or chemical dependency is identified in the P to E assessment, the WFSW/WFPS will refer the parent to a professional for an in-depth assessment to support the initial identification.
- Persons with an identified need for mental health will be referred to a professional for medical corroboratory evidence to determine whether the parent needs mental health services.
- Persons with an identified need for chemical dependency will be referred to a Chemical Dependency Counselor (CDC) for a chemical dependency assessment to determine whether the parent needs chemical dependency treatment.
Persons with an identified need for mental health and chemical dependency will be referred to both for more in-depth evaluations.
5.1.7 How is the parent identified in eJAS once she/he is in the Pregnancy to Employment Pathway?
Once it is determined that a parent is part of the P to E pathway, the parent is referred to the WFSW for an assessment using RO and PI ( PI , "Pregnancy/Infant") PI is the component code used to identify P to E parents on the Component Screen in eJAS. Prior to entering PI a note must be documented in the Pregnancy/Parenting section of the eJAS notes.
The PI indicator code allows workers to track and monitor all of their P to E parents. The PI component is NOT an activity; it is an identifier. Unless the parent is a woman in the third trimester of pregnancy, the PI component should always be accompanied by another component, i.e. PI paired with GE or XP . The PI component is not a stand-alone component unless the woman is in the third trimester of pregnancy and is not required to participate or is choosing not to participate.
The PI component can be opened for a maximum of 21 months and should only be entered with zero hours. You may want to use the length of the component as a tickler for the pathway milestones.
For example, a parent reports a pregnancy with an estimated due date. The WFSW or WFPS may then set the end date of the PI code to coincide with the date the parent will enter the third trimester, the date the baby is due or every three months until the date the baby is expected to reach one year of age.
5.1.8 What are the participation requirements during the first and second trimester?
In the first and second trimester of pregnancy, participation is based upon the results of the assessment and may include work, looking for work or a combination of pregnancy to employment services. Each participant is required to participate full-time during the first two trimesters of pregnancy unless they have a good reason to participate fewer hours.
5.1.9 What are the participation requirements during the third trimester?
In the third trimester of pregnancy, participation for the pregnant woman is based upon the results of the assessment and the parent may:
- Be required to participate up to 20 hours per week if the comprehensive evaluation or an assessment indicates a need for mental health and/or alcohol or drug treatment, or
- Participate in the WorkFirst program on a voluntary basis if there are no identified mental health and/or chemical dependency issues.
- Choose to not participate in WorkFirst activities until delivery date if there are no identified mental health and/or chemical dependency issues.
Only pregnant women identified with a mental health and/or chemical dependency issue who refuse to participate in available treatment will face sanction and termination of benefits after refusing to participate for six months in a row.
5.1.10 What are the participation requirements after the child is born?
After the child is born, the parent:
- Will be required to complete an assessment with a WFSW prior to granting the infant exemption to assess the parent(s) needs for continued services.
- May choose to take the infant exemption and not participate in WorkFirst activities until the child reaches the age of one year.
- They may volunteer to fully participate in WorkFirst activities (see WAC 388-310-0300).
- May choose to take the 12-week postpartum exemption period if the parent has used up their 12-month lifetime infant exemption and choose not to participate in WorkFirst activities until the child reaches 12 weeks of age.
- Will be required to participate up to 20 hours per week if the comprehensive evaluation or assessment indicates a need for mental health and/or alcohol or drug treatment.
5.1.11 What is an "infant exemption"?
As of August 1, 2007, parents can choose to be excused from participating in WorkFirst activities during months that they are needed in the home to personally provide care for their child(ren) under one year of age. Only the custodial parent can claim the infant exemption therefore a needy relative is not eligible for this exemption unless they have legally been given parental rights.
Parents have a personal responsibility to decide whether to choose an infant exemption. The exemption is not automatic; parents must choose to claim the infant exemption.
One parent living in the household can claim this infant exemption for a maximum of 12 months in a lifetime, not to exceed 365 days, at any given time. Parents can use this exemption for one or more children, but it can not exceed 12 months (that is 365 days) per parent over the parent's lifetime. Parents choosing to use the infant exemption may:
- Be required to participate up to 20 hours per week if the comprehensive evaluation or assessment indicates a need for mental health and/or alcohol or drug treatment, or
- Participate in the WorkFirst program on a voluntary basis if there are no identified mental health and/or chemical dependency issues.
- Choose to not participate in WorkFirst activities for a set period of time or until the child turns one year of age if there are no identified mental health and/or chemical dependency issues.
It is essential to document in the eJAS “Pregnancy/Parenting” note type whether a parent chooses the infant exemption. If the parent chooses the infant exemption, document the period of time the parent is choosing to take it.
The department will contact parents choosing to take the infant exemption who are not engaged in any other WorkFirst activities once every three months to:
- Offer available services and/or referrals.
- Remind parents that they can choose to end the infant exemption and engage in WorkFirst activities at any time.
The three month contact may be either by a letter or telephone. (The contact must be documented in eJAS and the IRP updated, if necessary.)
The Three-Month Infant Exemption Contact Letter freeform text is available in the Resources section of this chapter for copy and paste in your eJAS letter.
5.1.12 How is the parent identified in eJAS once she/he chooses to claim the infant exemption?
Component code IE will be used to identify parents who choose to take the infant exemption. This component code is:
- For DSHS staff use only and support services can not be generated from this component.
- ONLY to be used for parents who choose to use their exemption.
- Time limited (not to exceed 12 months).
Do not to use this code for any other reason. eJAS will count the number of days a parent has used their exemption. Using this code for any other reason will make a parent's exemption count inaccurate.
Staff will:
- Use the eJAS component IE to identify the infant exemption period.
- Document the period of time a parent wants to take the infant exemption in eJAS notes under the "Pregnancy to Employment" note type.
- Enter the IE start date as the date the parent notifies the department that s/he wants to claim the infant exemption and an end date of the elected infant exemption period, not to exceed 12 months.
- Use the Caseload Management Report (CLMR) and/or Adhoc report to monitor these cases.
- Encourage parent participation in WorkFirst activities as the infant exemption is limited to 12-months in the parent's lifetime.
5.1.13 What is the 12-week postpartum exemption period?
Parents who have already claimed the infant exemption for a maximum of 365 days can request an additional 12-week postpartum exemption period (84 days) if they have another child. This period allows parents to spend time with the newborn before they are required to participate in WorkFirst activities.
A parent can participate in the WorkFirst program on a voluntary basis during this period if there are no identified mental health and/or chemical dependency issues. If the comprehensive evaluation or other assessment(s) indicates a need for mental health and/or alcohol or drug treatment the parent will be required to participate up to 20 hours per week.
A parent may choose to not participate in WorkFirst activities for a set period of time or until the child turns 12-weeks of age if there are no identified mental health and/or chemical dependency issues.
5.1.14 What are the Pregnancy to Employment participation options and requirements?
A parent's IRP and activities should reflect a steady progression towards work, looking for work, or preparing for work, as well as having a healthy and thriving child. P to E activities may include linking parents to:
- Parenting education or parenting skills training
- Safe and appropriate child care,
- How to obtain good health care,
- Life Skills classes with parenting components,
- Mental health treatment,
- Chemical dependency treatment,
- Family violence services,
- Education and training, or
- Employment services.
Staff must continue to engage parents in WorkFirst activities that will move them most effectively toward self-sufficiency.
As shown in the chart below, participation requirements differ while the parent chooses to claim the infant exemption.
Participation options/requirements while: |
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Pregnant |
1st and 2nd trimester |
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3rd trimester |
No identified need for mental health and/or chemical dependency treatment. |
No mandatory requirements however parents may:
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Identified need for mental health and/or chemical dependency treatment. |
Mandatory participation: Requires parents to participate up to 20 hours per week in mental health and/or chemical dependency if there is an identified need and services are available. |
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Parenting a child under one year old AND claiming the infant exemption (using the 365 day) |
No identified need for mental health and/or chemical dependency treatment. |
No mandatory requirements if the parent chooses to claim the infant exemption. However, parents may:
The department will contact parents choosing to take the infant exemption who are not engaged in any other WorkFirst activities once every three months by letter or telephone. |
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Identified need for mental health and/or chemical dependency treatment. |
Mandatory participation : Requires parents to participate up to 20 hours per week in mental health and/or chemical dependency if there is an identified need and services are available. |
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Parents choosing the infant exemption:
Encourage parent participation in WorkFirst activities as the infant exemption is limited to 12 months in the parent's lifetime, not to exceed 365 days. The infant exemption is different than a long-term exemption (i.e. the "Z" components). An infant exemption does not require a case staffing. |
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Parenting a child under one year old AND not claiming the infant exemption |
Participation is mandatory if a parent is not claiming the infant exemption. Create an IRP to require the parent to participate full time, or as close as full-time as the situation allows, in one or more of the following activities:
If a parent qualifies for an exemption but chooses not to use it, close (or do not open) the eJAS component code IE . |
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Parenting a child under one year old AND already used the infant exemption |
Parents who have already claimed the infant exemption for 365 days will be eligible for an additional 12-week infant exemption period. |
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No identified need for mental health and/or chemical dependency treatment. |
No mandatory requirements if the parent chooses to claim the 12-weeks postpartum exemption. However, parents may:
|
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Identified need for mental health and/or chemical dependency treatment. |
Mandatory participation : Requires parents to participate up to 20 hours per week in mental health and/or chemical dependency if there is an identified need and services are available. |
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5.1.15 What is WorkFirst Family Literacy?
Known in some locations as Families That Work, WorkFirst Literacy Skills Center , etc. (check your local college or CBO Block Grant agreement or contact Robin Thompson at the SBCTC, (360) 704-4327, for the name in your area). Parents will receive instruction in the basic skills they need to join the workforce, improve their child raising skills, and break family cycles of illiteracy. Parents served by WorkFirst Family Literacy are current WorkFirst recipients, or low-income parents living at or below 175 percent of poverty.
The goal for WorkFirst Family Literacy parents is an economically stable and literate family, with outcomes that include:
- Basic literacy and job preparation skills;
- Work activity for some parents or paid employment for others;
- Wage and skill progression for working parents;
- Family management and parenting skills; and
- Learning success for all children in the family.
Parents participating in WorkFirst Family Literacy programs follow the same model for quantifying participation, as do our participants in other training programs. To calculate participation hours, use the actual hours the parent is in the education and training activities, to include classes, labs, and supervised study halls/tutoring sessions. The college will notify the department what eJAS component code to use.
Parents in the WorkFirst Family Literacy program will be doing a combination of the following types of allowable activities:
- ABE/ESL taught in the context of work skills that will lead to a job;
- Family management/parenting skills (time management, fiscal management, communication among family members, the impact of work on family life/child behavior);
- Age appropriate education for children while the parent is involved in work and education; and,
- Parent and child activities that help children gain the literacy skills they need to succeed in school.
- Involvement of the parent in their child's education.
Parents are involved in work activities at the level appropriate to their skills and their IRPs. These can include volunteer experiences, WorkFirst Work-Study, Community Jobs, etc. Additional Family Literacy opportunities are provided with state funds.
- The State Board for Community & Technical Colleges (SBCTC) through the Adult Basic Education Office funds Family Literacy providers at community and technical colleges and community-based organizations in 12 locations across the state. Each provider works closely with community partners like DSHS WFPS's and WFSW's, Head Start and ECEAP directors, WorkSource Center staff, and First Steps case managers.
5.1.16 What is First Steps?
First Steps is a unique Medicaid program in Washington State that provides support services in addition to prenatal care to low-income pregnant women and infants.
Pregnant women should be referred to the First Steps Social Worker in the Community Service Office as soon as you learn the woman is pregnant. The Social Worker will assess the woman's needs for services such as maternity support services and refer her to local community agencies that offer the First Steps program. Other examples of First Steps services include:
- Medical,
- Child care assistance for medical appointments,
- Transportation to medical appointments,
- Visits from the Community health nurse,
- Education on nutrition,
- Self care,
- Child birth,
- Education classes and,
- Education on substance abuse/chemical dependency and treatment programs.
5.1.17 Can a parent in the P to E Pathway be sanctioned?
Parents who are required to participate can be sanctioned for refusing to participate in WorkFirst activities as determined by the comprehensive evaluation or the WFSW's assessment, and the parent's IRP. (See 3.6.1 Sanction )
5.1.18 eJAS codes
The following eJAS codes are commonly used for WorkFirst individuals engaged in the P to E Pathway:
eJAS codes:
- RO is used to refer cases to the WFSW
- CE is used to refer cases to the comprehensive evaluation.
- PI ("pregnancy/infant") is an indicator for all P to E parents
- IE (infant exemption) is an indicator to identify parents using their 12-month infant exemption.
- XP is used for actual hours each week spent learning parenting skills, taking nutrition classes, choosing child care
- XC is used for actual hours each week that no appropriate child care is available – or no appropriate care for an incapacitated adult
In addition to the PI identifier code, indicate the WorkFirst participation by using the appropriate eJAS codes on the component code screen as needed, to the actual hours of time spent in activities (such as XF for family violence resolution or JS for job search). It is important for tracking program progress to show the different components the parent is in.
5.2.19 Pregnancy to Employment – Step-by-step guide
- The WFPS:
- Refers all pregnant women and parents of infants 12 months and younger to a WFSW for full or partial assessment/intensive services.
- Codes eJAS appropriately:
- RO for a P to E pathway social worker assessment. These referrals are done:
- At the time of initial interview, and
- When it is discovered that a woman is pregnant, or
- At any other time the WFPS becomes aware a woman is pregnant or parenting an infant under the age of one year.
- CE for a comprehensive Assessment referral. Applicants must complete a Comprehensive Evaluation.
- PI indicator to identify parent in the P to E Pathway. (Notes must be entered in the Pregnancy/Parenting category prior to entering the PI code) to indicate that the parent is part of the Pregnancy to Employment Pathway.
Note: On the Customer Accountability Report (CAR), parents in stand-alone PI will display in Participation Not Required (State Only) section. However, parents coded PI with other components will display in the section of the report determined appropriate based on their level of participation. For example, a prent is coded PI and 20 hours per week in PT. The parent will show section 6 -Participation Below Full Time at WorkFirst Standard .
- The WFSW:
- Completes a full assessment, using the eJAS assessment or the DSHS 14-433(X), Intensive Services Assessment. WFSWs may also draw upon assessments from other agencies. However, if the eJAS assessment is not used and the DSHS 14-433(X), or another assessment form is used, all the same eJAS assessment topics should be covered and documented in eJAS. The WFSW should assess all areas relevant to the parent and review any other available information
- Uses the assessment to identify the parent's strengths, barriers, issues and needs. Also the assessment needs to identify what participation a parent is able to do and the maximum number of participation hours including stacking activities so the parent participates to the fullest of their abilities. The WFSW makes decisions about which cases have barriers or issues that could benefit from continuing case management by the WFSW until those issues are resolved. Other cases may be referred back to the WFPS for case management.
- Makes appropriate referrals, based on the assessment and the completed Comprehensive Evaluation.
- Works with the WFPS, parent and other service providers (as appropriate) to build the IRP that addresses the parent and infant's needs as identified in the full assessment or comprehensive evaluation.
- Enters (if not already entered) the PI code on the eJAS Component Screen with the accompanying component when required.
- Either the WFSW or WFPS - whomever is case managing the case:
- If participating in WorkFirst activities, updates the IRP
- If participating in WorkFirst activities, monitors /reviews on a monthly basis for attendance and progress.
- If taking the infant exemption, update the component screen with the IE code and enter the start and end date of the time the parent is choosing to claim this exemption. This documentation is very important because a parent is eligible for this exemption only 12-months in a lifetime (not to exceed 365 days).
- If taking the infant exemption and not required to participate in mental health and/or chemical dependency treatment, makes follow-up contact (via office interview, phone, letter or home visit) with the parent at least every three months to re-evaluate the parent's/infant's needs to ensure that the parent and the infant are receiving the services they need.
- At each 3-month contact, the assigned worker will offer services, referrals and/or remind the parent that s/he can choose to end the infant exemption and fully participate in the WorkFirst program. (If contacting via letter, you must copy and paste the Three-Month Infant Exemption Contact Letter text provided to you into the eJAS letter.
- If the parent contacts the assigned worker, you must
- Refer the parent to the WFSW.
- Update IRP to reflect any changes in the parent's activity - ensuring that the IRP and activity reflects a steady progression towards work, looking for work, or preparing for work.
Resources
Related WorkFirst Handbook Sections
- 1.3 Up-front referrals (for family planning)
- 3.4 Intensive services
- 6.2 Assessment
Forms & Other Resources
- WorkFirst Pregnancy to Employment Phase II Training Questions and Answers
- Family Literacy Providers List
- DSHS 14-433(X) Intensive Services Assessment
- DSHS 14-433(X) Instructions
- DSHS 14-012 Consent to Exchange Information for Services Coordination
- Three Month Infant Exemption Contact Letter Template
- Three Month Infant Exemption Contact Letter Template (Spanish)
- Pregnancy to Employment Participation and Coding Quick Guide